the client ’s asset which is under the following rules: (a) in case the client ’s assets have been in custody of the intermediary , the administrative system shall be provided adequately in order to
client’s asset which is under the following rules: (a) in case the client’s assets have been in custody of the intermediary, the administrative system shall be provided adequately in order to protect the
capital market products , financial instruments or other specified assets; (5) providing analysis, advice or planning of investment for clients. Clause 5 Personnel in the capital market business performing
units relating to operational function, compliance function, internal audit or risk management; 5 (4) managing investment in capital market products, financial instruments or other specified assets; (5
เขตจตุจักร กรุงเทพฯ 10900 โทรศัพท์ 0-2033-9999 http://www.sec.or.th/ - 2 - Executive Summary โดยหลักการแล้ว ผู้ประกอบธุรกิจรับบริหารจัดการเงินลงทุนให้กับผู้ลงทุนควรด ารง เงินกองทุนที่เพียงพอเพื่อให้
Tangible Assets (“NTA”) of the Company is negative based on the audited interim consolidated financial statements of the Company ended June 30, 2019, which is the latest financial statement audited by the
Period in the case of occurrence of any event or action during the Offer Period, causing material damage to the status or assets of the Business () The Tender Offeror may change the offer or extend the
market products , financial instruments or other specified assets; (5) providing analysis, advice or planning of investment for clients, or supervising account of clients and making decision for clients
units relating to operational function, compliance function, internal audit or risk management; (4) managing investment in capital market products, financial instruments or other specified assets; (5