follows:(1) Submit to the SEC the net capital maintenance rectification plan;(2) Take steps according to the submitted plan under (1) to rectify the shortfalls within the specified period;(3) Facilitate

preparing high-quality financial reports;Organizing appropriate internal control system, quality internal audit unit, along with monitoring the efficiency and effectiveness of risk management within the

futures contracts which are under the supervision of foreign agencies that are members of IOSCO* or in the OECD** countries, or within the ASEAN Economic Community, consisting of over 120 nations. Therefore

, if the business acquisition transaction is not executed, the loan money will be due for repayment to W within 31 December 2020.  W’s Board of Directors and the Audit Committee view that the aforesaid

, if the business acquisition transaction is not executed, the loan money will be due for repayment to W within 31 December 2020.W’s Board of Directors and the Audit Committee view that the aforesaid

establishment of the Sustainable and Responsible Investing Fund (SRI Fund). The regulations governing such fund are expected for completion within this year. “In addition, the SEC is ready to be the center for

offerings of funds within the region by completing the assessment on the Philippines’ regulatory regime for joining the ASEAN Collective Investment Scheme (ASEAN CIS) framework. The meeting was also updated

as consultants to securities companies or relating to investment management, and other work within the scope of performing duties as personnel in the capital market business.  

committed to reviewing within 21 calendar days a complete application from fund managers for the authorisation of a fund; and(c) give participating fund managers more flexibility to delegate the investment

cooperation within the ASEAN region through the ACIOA network.The TISA will render cooperation in transferring cyber security know-how, human resource development in the area of cyber security, security