}, it was found that she had signed on unit purchase orders without communicating or giving advice to the client for whom {B} had given information and advice. {C} was working at the branch where {B} was

. This reflects the growing opportunities for Thai women in the private sector, where they are increasingly being recognized for their contributions to the workplace and society. This is due in part to

while in fact the person had received investment advice from another Kasikornthai employee who was not an approved investment consultant. {B}, the manager of the branch where the client received

SEA. The SEC therefore submitted the case to the Settlement Committee accordingly where a fine of 333,333.33 baht was subsequently imposed on him. # # #     

(SBL) transaction and collateral placement for SBL transaction due to its nature of non-absolute transfer where the parties also agree on return of securities borrowed or  withdrawal of collateral

branches have functioned as selling point of financial products including mutual funds and a network of channels for knowledge dissemination where most of investors make their investment decision. TBA is

initiated the AGM quality assessment project where TIA has played important roles as representative of minority shareholders. The ?right protection volunteer? project has thus become a key function supporting

where investors and other stakeholders are making more demands on financial reporting.AOB Executive Chairman Mr Nik Mohd Hasyudeen Yusoff said ?The expanded auditor?s report is envisaged to create more

volume raised from 0.21 to 14.78 million shares. Earlier, the SEC had proceeded with the settlement process where the wrongdoers in UNIQ share price manipulation case were fined over 80.9 million baht

account where trading had been made in relatively high frequency and volume without any record of client's trade order for three months from the opening of the account to the investigation date. In this