while in fact the person had received investment advice from another Kasikornthai employee who was not an approved investment consultant. {B}, the manager of the branch where the client received
SEA. The SEC therefore submitted the case to the Settlement Committee accordingly where a fine of 333,333.33 baht was subsequently imposed on him. # # #
(SBL) transaction and collateral placement for SBL transaction due to its nature of non-absolute transfer where the parties also agree on return of securities borrowed or withdrawal of collateral
branches have functioned as selling point of financial products including mutual funds and a network of channels for knowledge dissemination where most of investors make their investment decision. TBA is
initiated the AGM quality assessment project where TIA has played important roles as representative of minority shareholders. The ?right protection volunteer? project has thus become a key function supporting
where investors and other stakeholders are making more demands on financial reporting.AOB Executive Chairman Mr Nik Mohd Hasyudeen Yusoff said ?The expanded auditor?s report is envisaged to create more
volume raised from 0.21 to 14.78 million shares. Earlier, the SEC had proceeded with the settlement process where the wrongdoers in UNIQ share price manipulation case were fined over 80.9 million baht
account where trading had been made in relatively high frequency and volume without any record of client's trade order for three months from the opening of the account to the investigation date. In this
, 2014.SEC Secretary-General Vorapol Socatiyanurak said, ?It is a great opportunity that Thailand has been trusted by OECD to host this event as financial illiteracy is prevalent in Thai society where over