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SEC puts forward revised regulations on infrastructure funds to allow small power producers to raise capital

SEC website: www.sec.or.th/hearing. Stakeholders and interested parties are welcome to give comments and suggestions via the SEC website or email: songyod@sec.or.th or nuchanat@sec.or.th. The public

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8328

SEC proposes rules on fintech operators to provide investment services as an opportunity for people to access to capital markets

and limitations of service system to the investors. SEC publishes the public hearing information about this issue at SEC website: www.sec.or.th/hearing Any related and interested parties are welcome

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8624

Proposed revision concerning proportion of investment unit holding in retail fund

unitholders from being dominated, for example. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and the interested public are welcome to submit comments through the website

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4598

Public hearing on draft regulation governing underwriters to develop suitability test

suitability test, use of the past result is allowed. The consultation paper is available on the SEC website: www.sec.or.th. Stakeholders and the interested public may submit comments through the website or

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4460

Public hearing on revision of ESOP regulation to cover life-insurance agent

Consultation and Cooperation and the Exchange of Information. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and the interested public are welcome to submit comments

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4485

Public hearing on strengthening role of compliance unit

annual inspection report and coordinate with and notify the SEC in cases of executive?s or employee?s violation of law. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4494

Proposed revision concerning return payment of property sector fund

unitholder may exit from the fund with no fee charged. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and the interested public are welcome to submit comments through the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4610

Public hearing on strengthening role of compliance unit

regulations and to gain investor confidence.The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and the?interested public are welcome to submit comments through the website, or

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4546

Mutual fund disclosure to be simplified

available on the SEC website at www.sec.or.th. Stakeholders and the interested public are welcome to submit comments through the website or facsimile number 0-2263-6301 and 0-2695-9825 or e-mail at subhara

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4547

Public hearing on custody of client?s assets

redemption of instruments.The consultation paper and draft regulations are available on the SEC website at www.sec.or.th. Stakeholders and the interested public are welcome to submit comments through the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4556