the enforcement of the revised rules (2019-2023), SEC will give a grace period, during which the cooling-off period of the outgoing auditors may be less than 5 consecutive years but shall not be less
specified, and such committees shall not be responsible for the day-to-day operation. A securities company not keeping its customers’ assets in its possession is allowed to establish any mechanism or
notification which has been revised according to comments from the business operators and related persons from the public hearing in May, for example: - The operation system shall have in place a client
digital asset business operators. In this regard, Mr. Mikalai Zahorski shall be liable to the civil penalties of the LLC Fair Expo company as a joint debtor. _________________________Remark:SEC News No. 242
with due care and loyalty, he shall be liable to 3-year imprisonment and a fine of 60,000 baht for each count, totalling 54-year imprisonment and a fine of 1,080,000 baht, (2) for dishonest and
), which is punishable under Section 274. In addition, the responsible management may be liable to punishment as prescribed by law. The SEC shall consider further legal action in due course
by the SEC shall remain fifteen days, effective from February 5, 2014
dividend payment from IT Q4/2012 operational result. The aforesaid action was in violation of Section 241 of the Securities and Exchange Act B.E. 2535 (1992) which shall be liable to punishment under Section
, the suspension imposed by the SEC shall remain one month. Also, the SEC imposed on {B} 2 month suspension of the approval of capital market investment consultant, effective from June 5, 2015.
board members, directors, executives, employees and workers of the SEC, the Stock Exchange of Thailand, over-the-counter center and derivatives exchange shall not be entitled to obtain the bounty.The