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?Bangkok, December 18, 2012 ? The SEC is seeking public comment on a draft revision to the rule governing arbitration procedures in order to bring about flexible, complete and appropriate practices

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4809

SEC Thailand’s Public Hearing on Draft Regulation Relating to the Exemption of SET’s Rules and Regulations from the SEC Board’s Approval.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=573

Investor Alert : TikTok account "set_aura" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company

TikTok account "set_aura" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company Limited (AURA

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0210&CaseYY=2568

SEC invites public opinions on the proposed amendment of provisions concerning debt securities in Securities and Exchange Act to keep pace with current situations

legal requirement on minimum face value of debentures may be too high and hinder retail investors to access debt markets, or the prohibition of set-off can cause unnecessary procedures and fees to issuer

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8793

SEC requests the public prosecutor to bring the case to the Civil Court against a person for PICO price manipulation and reports the case to AMLO

According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8582

SEC joins forces with NACC to enhance cooperation in anti-corruption prevention and support law enforcement to prevent bribery of public officials

Budsaratragoon, Secretary-General, together with the SET, led by Mr. Asadej Kongsiri, President, and the IOD, led by Mr. Phrommet Bencharongkit, Project Director of the Private Sector Collective Action Against

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12736

SEC public hearing on proposed principles and draft regulations for offering of newly issued securities by listed company under rehabilitation plan approved by the Central Bankruptcy Court

the Registration Statement and Draft Prospectus (“Filing”) is required by the SEC prior to the offering of such securities; (2) Set the criteria for the Filing submission by using Form 69-1 as in the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10485

SEC public hearing on proposed revision to regulations regarding issuance of debt securities of the listed companies on LiVEx and submission periods of financial statements

(filings), and post-offering duties are more lenient compared to the requirements for public offering of shares and be listed on the Stock Exchange of Thailand (SET) and the Market for Alternative Investment

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10594

SEC invites public opinions on proposed amendment to Securities and Exchanges Act to make it more flexible and keep pace with upcoming technology

the competition, align and enhance the supervision of alike activities, and provide investors with proper protection. SEC therefore invites public to submit their comments on the proposed amendment

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8778

SEC public hearing on a proposed revision to the principles for considering share offering below market price for ESOP of repurchased shares

public limited companies have already complied with the rules and conditions specified by the SEC. For example, the requirement of the resolution of the shareholders’ meeting for ESOP of repurchased shares

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9803