capital market and adopt holistic approach to make a clear role for each party. SEC will be responsible for issuing regulations, regulating, enforcing rules and protecting interest of minority shareholders
issuing new regulations which will allow SMEs and Startups that have been doing business for some time to be able to raise funds more widely and be eligible to list their equities in the designated
: The SET shall comply with the regulatory objectives and the operating rules of securities exchange. In issuing, revising or modifying its rules and regulations, the SET must conduct a hearing session
position of director or executive of any securities issuing company or listed company* for one year. ______________________ * Pursuant to the Notification of the Securities and Exchange Commission No
civil sanction, the SEC banned Jajjai from holding the position of director or executive of any securities issuing company or listed company* for one year. ______________________ * Pursuant to the
. Suphanan from his positions as director and executive of IFEC and barred him from serving as a director or executive in the securities issuing company and another listed company (if any) for two years
Standards in providing guidance to issuers on issuing green bonds and investors with a credible reference point.The meeting also welcomed the hosting of the first ACMF ASEAN Green Bond Standards Roundtable by
about mutual interest. The SEC discusses with business operators on a continuing basis and mandates public and stakeholder consultation before issuing or amending regulations and guidelines. This is to
amount equal to the benefit received or is entitled to be received, a reimbursement of investigative expenses incurred by the SEC, and a bar from serving as directors or executives in securities issuing
from being capital market personnel and considered lacking trustworthy characteristics of directors and executives of issuing companies. Thus, the SEC revoked the approval as securities investment