capabilities fully and cautiously with sufficient information and referable evidence; (c) members shall disclose to clients any case where the members have an interest, whether directly or indirectly, in any
: ...................................................... (…………………………………………….) Authorized person Date: ......................................... Remarks: 1. In case of authorization for submission of documents, a power of attorney is required. 2. In case of a juristic person, the
contains matters for consideration as follows:(1) Granting a waiver from an event of default in the case where the company is unable to carry out the following actions: - Closing the bondholders
from trading securities and derivatives for a period of 30 months or 28 months or 14 months (as the case may be), and prohibiting them from serving as director or executive of securities issuing
decentralized approval authority, multi-sign approval authority, and check and balance. In case of a withdrawal or transfer of fiat money at an amount from 2 million baht to not exceeding 50 million baht, digital
reporting period in case of changes to the securities or derivatives holding by extending reporting periods for small-scale transactions with permission to incorporate small-scale transactions into one report
not to allow investment consultants to make investment decisions for them. In case of assigning other persons to send trading orders on investors’ behalf, a written authorization is required. In any
wishes to maintain the approval status, such person must take a refresher course and pay the renewal fee every two-calendar year period at the amount of 1,000 baht in case of investment consultant
shareholders’ equity worth at least 200 million baht or having investment in securities or derivatives at the minimum amount of 40 million baht or in case of including deposits, having investment in such assets