to order or act resulting in Beyond’s failure to put in place sufficient and effective risk management system which violated Section 113 of the Securities and Exchange Act B.E. 2535 amended by the
notification of the SEC by failing to put in place a sufficient and effective system for brokerage services system in digital asset trading, causing the coin prices displayed in the order book was inaccurately
Zipmex Company Limited Between November 9, 2023 and May 27, 2024, Zipmex Company Limited ("Zipmex"), a digital asset exchange and broker, failed to provide effective systems for selecting
Chairman BOD of Director. Effective on August 6th, 2018 onwards. 4. The meeting unanimously approved the amendment of TECHNICAL COOPERATION AGREEMENT remuneration with Hwa Fong Rubber Industry Co., Ltd. from
, through effective enforcement, clear and applicable regulations to enhance competitiveness of all sectors.” Furthermore, the SEC chief aims for the regulatory body to create and deliver value propositions
more efficient.SEC understands the benefits of encouraging the intermediaries to do e-KYC. Not only e-KYC is effective methods, but it also supports clients that have changed themselves to digital
regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations. In this
effective cybersecurity plans. SEC Secretary-General Rapee Sucharitakul said: ?Cyber threats are evolving very fast and becoming more complicated. Preventive measures alone may not be enough. It is therefore
such principle and includes the transitional provisions with the effective period for 6 months commencing from the Effective Date of the notification. This will serve as the timeframe for the existing
client that, from the effective date to the closing of tender offer, the client was not allowed to purchase EIC securities by any means other than those specified in the tender offer. {A}'s conduct was