of interest prevention, internal control and risk management. The consultation papers on the regulation on REIT unit issuance and offering and seven associated rules are available on the SEC website
(Form 56-1, 2015), the annual report for the year 2015 (Form 56-2, 2015) in accordance with the specified rules; and has failed to submit the reviewed financial statement for Q1/2016, the reviewed
specified rules; and has failed to supervise AIE to submit the reviewed financial statement for Q1/2016, the reviewed financial statement for Q2/2016 to the SEC and the SET within the specified period. The
the year 2015 (Form 56-1, 2015), the annual report for the year 2015 (Form 56-2, 2015) in accordance with the specified rules; and has failed to submit the reviewed financial statement for Q1/2016, the
the specified rules; and has failed to supervise AIE to submit the reviewed financial statement for Q1/2016, the reviewed financial statement for Q2/2016 to the SEC and the SET within the specified
comply with rules specified by the Capital Market Supervisory Board by virtue of Section 247 of the Securities and Exchange Act B.E. 2535 as he failed to prepare and submit (1) a report on the total number
and January 20, 2025, Merkle failed to comply with the rules, conditions, and procedures stipulated in the relevant notification. In this regard, Merkle failed to provide appropriate internal systems
Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, the CL
securities for its proprietary account shall set policies and rules for investment and shall sufficiently and efficiently have a risk management system, a system to prevent conflicts of interest and leaking of
broker investing in securities for its proprietary account shall set policies and rules for investment and shall sufficiently and efficiently have a risk management system, a system to prevent conflicts of