accordingly: (1) to define business objectives and goals to create sustainable values for the business, (2) to achieve the goals through the mechanism of committee composition, oversight and development of

Board Notification on Rules, Conditions, and Procedures for Operating Digital Asset Businesses, and must also be subject to oversight by a recognized regulatory authority, as prescribed.Accordingly, the

institutions holding securities business licenses, which are under direct supervision of other regulators and are subject to anti-money laundering and terrorist financing regulatory and oversight regimes that

of other regulators and are subject to anti-money laundering and terrorist financing regulatory and oversight regimes that are comparable to this Notification. (Unofficial Translation) - 3 - Chapter 1

, which are under direct supervision of other regulators and are subject to anti-money laundering and terrorist financing regulatory and oversight regimes that are comparable to this Notification

หุ้นได้โดยมีจ านวนไม่น้อยกว่าจ านวนตามวรรคหนึ่ง (1) (ก) หรือ (ข) แล้วแต่กรณี ประเภท กองทุน EQ warning MF หรือ PF+PVD 30 ลบ. Pure PF 15 ลบ. กรณี บลจ. ที่ จัดการกอง อสังหาฯ หรือ กอง infra ให้มี early

ไปน้ี (1.1.1) กรณี MF หรือ PF + PVD ใหด้ ารงส่วนของผูถื้อหุ้นไม่ต ่ากวา่ 20 ลา้นบาท และก าหนดระดบัเตือนภยั (early warning) ส าหรับส่วนของผูถื้อหุ้นเท่ากบั 30 ลา้นบาท (1.1.2) กรณี Pure PF ใหด้ ารงส่วน

date of the application: )a) having a record of being ordered to rectify financial statements by the SEC Office; (b) causing the SEC Office or the Exchange to issue a warning to the investors or

market products by using the client’s information obtained from knowing the client process and assessment of suitability test; (5) provide the additional warning that risky or complex capital market

complex capital market products by using the client’s information obtained from knowing the client process and assessment of suitability test; (5) provide the additional warning that risky or complex