on the clients? behalf at a high trading volume and value. Later, the clients demanded her to compensate for losses incurred from trading. In addition, {A} admitted to trading in such manner by giving
investment consultants found that {A} failed to keep complete records of a high volume of client's derivatives trading orders; while {B} failed to keep complete documentation and evidence of many derivatives
the stock price of RPCG Public Company (RPC) by placing trading securities in such a way that misleads other persons regarding the price or volume of RPC stocks trading. 27/02/2025 agreed to comply
Mr. Roongroj Saengsastra Mr. Roongroj Saengsastra , while being Chief Executive Officer and Director of Royal Ceramic Industry Public Company Limited (RCI) and Chief Executive Officer and Chairman
while concealing their trading activities to mislead the public regarding the share price and trading volume of BA. Consequently, the BA price and trading volume became inconsistent with normal market
orders or trading the abovementioned stocks in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities; and placing trading orders or trading
38,000,000.- (7) General description of connected transaction Type of transaction : Transaction regarding grant of financial assistance Transaction volume : Guarantee amount of not exceeding Baht 19,000,000
) General description of connected transaction Type of transaction : Transaction regarding grant of financial assistance Transaction volume : Guarantee amount of not exceeding Baht 16,150,000.- Above
share price and trading volume against normal market conditions. In this regard, SEC has found that one of the factors for such trading irregularity was that the true free float of DELTA shares was low
and volume. In addition, a number of trading orders were also matched within the group to induce the public into the trading of RICH shares. Previously, the Settlement Committee on January 22, 2014