.  Investment Planner is approved to give investment advice to investors as well as to make an investment plan in conjunction with investment advice by using client information in an in-depth manner to support

incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working

contacted universities and business operators who support the project and they can present solutions to that topic. Thai Fintech Association believes that the incubation will help build up startups and grow

operating systems that support all five steps of the complete wealth advice process, namely (1) exploring and understanding customers, (2) constructing an investment portfolio, (3) implement the portfolio

in this case, the SEC has been given information support from the SET and full cooperation of the CIB through the ECD in the compilation of facts and evidence, a proactive and collaborative approach

shareholders’ resolution of approval to issue shares in sufficient support of the exercising of the conversion right before issuance for sale of convertible debentures, etc.  In addition, the SEC has revised the

concession to supply electricity for Myanmar Electric Power Enterprise. The potential contract agreement with VTE would support GEP-Myanmar in its construction of the solar power plant within the deadline of

Bangkok, June 21, 2016 ? The SEC and the Stock Exchange of Thailand (SET), with support from the Office of the Judiciary, have recently co-organized a capital market seminar to discuss how class

under the SEC policy to promote new financial instruments to increase attractiveness of the Thai capital market in support of the regional market linkage,? said Mr. Vorapol. ?

the fund?s members manage their savings effectively and promotes national savings to support self-reliant of aged-population after retirement. It also helps relieve burden on their children and national