funds wherein high-yield bonds subsequently become distressed bonds, and to provide liquidity for the holders of distressed bonds. The distressed bond fund would be set up as a non-redeemable fund with a
2019 is held for the fourth time. SEC has participated in the event by establishing its booth for the first time, aiming to build up international awareness of SEC’s proactive role in promoting
provision.To improve the service provision standards, the Association of Securities Companies has drawn up the draft operating guidelines to be observed by its members. Upon the approval of SEC, securities
เพิ่มอัตราดอกเบี้ยที่จะจ่ายแก่ผู้ถือตราสารในอัตราที่กำหนด (step-up coupon) หากผู้ออกทำตามเป้าหมายไม่สำเร็จ หรือการลดอัตราดอกเบี้ย (step-down coupon) หากผู้ออกทำตามเป้าหมายสำเร็จ โดยในระยะแรกข้อตกลงดัง
SLB with a step-up coupon mechanism linked to the target of GHG emissions intensity reduction, the issuer will pay a higher interest rate on the bond if such target is not met. Furthermore, while Green
: (1) Amending the regulations so that they are up-to-date, more flexible and more principle-based, for example, improving information disclosure channels by allowing asset management companies to
addition, clients should be given more than one choice of fund, and intermediaries should follow up on clients? investments on a regular basis and keep clients informed of changes for clients? benefits
and expectation without having supporting information or documents to back up his claim were in contravention of the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended
determine to distribute digital tokens to all groups of investors simultaneously after the public ICO ends. Bonus or discounted digital tokens will be locked up for six months from the first day of digital
contribution rate at 15%, to have an appropriate management plan for its investment, as well as to have the right benchmark to measure investment performance, for the most effective follow-up in and assessment