companies, such as submission of securities trading order, clearing and settlement and delivery of securities and assets, sale and redemption of investment units, and NAV calculation. 3.2 Risk Assessment
business continuity and Market Intermediary Business Continuity and Recovery Planning document http://www.iosco.org/ 2 companies, such as submission of securities trading order, clearing and settlement and
dispute settlement in 3Q19, but decreasing -3%QoQ from reclassified expenses to admin & other expense. Other costs of service were Bt1,913mn, decreasing -22%YoY due to decrease in prepaid commission
the implementation of the debt restructuring plan and the Allocation and Offering of the Newly Issued Ordinary Shares of the Company under the Debt to Equity Conversion Scheme fails in 2.3.2.) In this
facing at the moment. (Please consider the effects in case the implementation of the debt restructuring plan and the Allocation and Offering of the Newly Issued Ordinary Shares of the Company under the
เส่ียงท่ีเก่ียวขอ้งกบัตลาดและความผนัผวนของราคา (Market Risk /Volatility Risk) 3. ความเส่ียงท่ีเก่ียวกบัระบบการช าระราคาและส่งมอบ (Settlement Risk) 4. ความเส่ียงท่ีเก่ียวกบักฎหมายหรือระเบียบท่ีใชบ้งัคบั
_______________________________________________________________________ Email address: ___________________________________________________________ Tel No.: _____________________________ Fax No.: _________________________ Part F: Annual Implementation Reviewer Same as
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while ERP implementation is picking up momentum after a slow start in Q1 2019. T.662 636 6999 F.662 646 4200