Providing Services to Clients of Securities Companies and Derivatives Intermediaries 06/09/2013 01/04/2014 Notification of the Office of the Securities and Exchange Commission Sor Thor. 14/2558 Rules in
>> Business Office Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission SorNor. 5/2550 Re: Establishment of a Branch
) ทีรองรับสถำนะทำงกฎหมำย https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/LawReform/RIA-DERI.pdf DRAFT director of the derivatives exchange shall be vacated from his office upon: (1) possession of
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his office upon: (1) possession of any prohibited characteristics under Section 61; (2) removal by the SEC due to gross incompetent in the https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act
/201712/17101199.pdf 6611pe.doc trading orders by themselves through an electronic system arranged by the intermediary at the temporary office. (2) in case of accepting trading orders of capital market
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) Date (Oldest) Notification of the Office of the Securities and Exchange Commission SorNor 21/2553 Related Persons of Unitholders of Property Funds for Solving Financial Institution Problems, Mutual Funds
, Climate Change Management and Coordination Division, Office of Natural Resources and Environmental Policy and Planning (ONEP), Ms. Sumon Sumetchoengprachya, Director of Low Carbon Policy and Technical