, claiming that the fund will be used to make investment in stock and derivatives exchanges. In addition, Yuttana held himself out as investment advisor, offered advice and obtained benefits from giving advice
perform duties or provide services with honesty and good faith. Specifically, (1) he requested and used client’s mutual fund trading account to conduct investment transactions in mutual funds under the
selling clients’ investment units in multiple transactions. She illicitly used other employees’ login credentials to approve the redemption of investment units and the withdrawal of redemption proceeds
(1st-12th offenders), and two supporters allowing their trading accounts to be used by others (13th-14th). The group jointly manipulated the KC share price during 5 January – 19 February 2015, causing
used in investing activities in the amount of THB 433 million as a result of cash paid to the current investment THB 211 million and cash paid for purchasing fixed assets, intangible assets, and
totaling 18.97 percent of the paid-up capital. Description of the Transaction The Company will grant the financial assistance to GSTEL by extending the period of unsecured short term loan to be used as
Capital I in form of a secured loan to be used as working capital in the business operation and fund to source raw materials in the amount of not exceeding USD 50 million or equivalent to THB 1,657 million
facility agreement with Link Capital I in form of a secured loan to be used as working capital in the business operation and fund to source raw materials in the amount of not exceeding USD 50 million or
: (a) having a net asset value of seventy million baht or more, excluding the value of the property used as a permanent residence of such person; (b) having annual income of ten million baht or more, or
seventy million baht or more, excluding the value of the property used as a permanent residence of such person; (b) having annual income of ten million baht or more, or seven million baht or more in case of