Basel Convertible Debenture IC Bond SUKUK Structured Debenture Common share (LiVEx) DR-Common share Depositary Receipt DR-Convertible debenture Depository Receipt Representing Foreign Securities NVDR
liable for UOB’s failure to prepare and submit the report on the sale results of structured notes offered to Institutional or High Net Worth investors (II&HNW) through the transmission system of the
Portfolio Management) และอาจ ลงทุนหรือมีไวซึ่งตราสารที่มีสัญญาซื้อขายลวงหนาแฝง (Structured Note) ตามหลักเกณฑที่คณะ กรรมการ ก.ล.ต. และ/หรือสํานักงานคณะกรรมการ ก.ล.ต. ประกาศกําหนด มีกลยุทธการลงทุนครั้ง
constituting a violation of Section 246 of the SEC as well.In this regard, with thorough consideration, the SEC has viewed that the misconduct of this group of wrongdoers followed a systematic pattern
capital market and listed on the bourse will provide businesses with access to funding at reasonable cost. The company management will be improved to be more systematic and transparent. Pride of the
systematic change requires collaborative efforts from all sectors in the capital market. The Thai Capital Market Attractiveness Initiative proposed by the Taskforce covers both the demand and supply sides, and
management of side pocket assets to ensure appropriateness and transparency, in accordance with the terms and conditions disclosed to unitholders; - Requiring systematic and standardized disclosure of