consequently ordered by the Revenue Department to return the received tax benefits and pay a fine. In this regard, TMB paid a compensation to the client for the money paid to the RD; (2) In the case of {B
information was insufficient for identification or verification.In addition, as the head of the company's Anti-Money Laundering Committee, he failed to take action when certain clients ordered transactions
trading orders through email, investor contact should confirm such orders by taping phone conversation to ensure that the client has actually ordered to trade securities for record keeping."
SEC therefore ordered the company to review and reinforce its relevant systems. Meanwhile, the SEC will consider further appropriate measures in due course. In this regard, the institutional clients
million in the same period ended September 30, 2018 due to the lower bank overdrafts and short-term loan outstanding for the three-month period financial statement ended September 30, 2019. For the three
project’s progress, the allocated amount and the outstanding balance. Such reports must be available for public access via disclosure channels such as the issuer’s website. In addition to the disclosure above
be deposited by clients as the (Unofficial Translation) Page 2 of 2 margins for their outstanding derivatives positions shall be in accordance with the minimum rate or value prescribed by the
derivatives agent, the amount of property required to be deposited by clients as the (Unofficial Translation) Page 2 of 2 margins for their outstanding derivatives positions shall be in accordance with the
million, the project period ending October 19, 2020, resulting in the outstanding of backlog up to Baht 400 million Please be informed accordingly. Sincerely yours, -Mr. Surachet Kamolmongkolsuk- (Mr
of July-December 2018 at Baht of 0.03 per share. The total outstanding shares entitled for the dividend is 4,554,643,575 shares and total dividend amount is Baht 136,639,307, the record date for the