Section 90 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) which states that no person shall undertake securities business without license. Violator of Section 90 is subject to penalties under
Securities and Exchange Act B.E. 2535 (1992), as amended (SEA), as follows: Apichart’s acts violated Section 242 (1), Eng’s acts violated Sections 242 (2) and 315, and Supanee’s acts violated Section 242 (1
the inside information were liable to violation of Section 241 of the Securities and Exchange Act (SEA) B.E. 2535. Meanwhile, Somsak and Areeya, as aiders and abettors of Pittaya and Athueck, were in
settlement. On November 13, 2018, the Criminal Court ruled against him for violating Sections 243(1) 244(2) and 296 of the SEC Act conjunction with Section 86 of the Penal Code regarding METRO and TUCC shares
to the EGM. Mr. Vichet shall be liable for the penalties under section 281/2 of the SEC Act. During the month of August 2021, 6 directors and former director of EARTH namely (1) Mr. Vichet Thientong
to the EGM. Mr. Patiphat shall be liable for the penalties under section 281/2 of the SEC Act. During the month of August 2021, 6 directors and former director of EARTH namely (1) Mr. Patiphat
. Sakesan shall be liable for the penalties under section 281/2 of the SEC Act. During the month of August 2021, 6 directors and former director of EARTH namely (1) Mr. Sakesan Baisak (2) Mr. Vichet
Exchange Commission No. Kor Thor. 4/2561 Re: Maintenance of Capital of Investment Advisors and Derivatives Advisors ________________________ By virtue of Section 14 of the Securities and Exchange Act B.E