complaint inspection report from Apple Wealth Securities, the SEC has investigated further and found that Pisist had solicited a client to trade securities to earn the set interest rate of 8 percent within
profit and loss statement are presented in percentages to total revenues, excluding “Cost of real estate sales” that is presented in a percentage to revenue from sales of real estate. Income For the first
profit and loss statement are presented in percentages to total revenues, excluding “Cost of real estate sales” that is presented in a percentage to revenue from sales of real estate. Income For the year
significantly in the third quarter of 2015, i.e., 89.62 million baht or a 136.97 percent increase from the same quarter of the preceding year, while the net profit for the first quarter of 2016 was 75.30 million
behalf of clients were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved
providers must obtain approval from SEC, have a system in rendering the integrated service and provide services in accordance with the required standards;3. The wealth advice service providers must
defendant and the 3rd defendant are barred from serving as a director or executive in a securities issuing company or a securities company for 10 years; and (4) All defendants shall jointly pay a
each; (3) The 2nd defendant and the 3rd defendant are barred from serving as a director or executive in a securities issuing company or a securities company for 10 years; and (4) All defendants shall
32,259 transactions per day, increasing 12.4% YoY, as well as the e-Wallet and internet package top-up. Total revenue from core businesses was Bt780mn, decreasing 6.2% YoY. However, as a result of the