. Remarks: * The current regulations require business operators to maintain capital of no less than the minimum capital requirement, which includes: (1) maintaining net capital (NC) with liquid assets
the offenders sign a letter of consent, agreeing to comply with the civil sanctions. In the event that any offenders refuse to give consent to the sanctions, the SEC will submit the cases in writing to
make it more in line with the cash position of the fund/trust by permitting additional items such as overdue receivables from rent and services to be adjusted to the net income of the fund before
defaults of payment, for them to have sufficient information to proceed to the next procedures more quickly.SEC has also closely following up with the operation of credit rating agencies, as well as
ขายผลิตภัณฑ์ในตลาดทุนโดยการใช้โปรแกรมส่งคำสั่งโดยอัตโนมัติตามกลยุทธ์การลงทุน (program trading) และการกำหนดแผนจัดสรรการลงทุนแบบพอร์ตโฟลิโอและการส่งคำสั่งซื้อขาย (portfolio advisory with execution) ให้แก่
general public in line with the National Strategy in the area of democratized access to financial markets for businesses and investors. The special activities we are organizing during the week are part of
ACMF Chairmanship to the State Securities Commission of Vietnam for the year 2020, with Autoriti Monetari Brunei Darussalam as Vice-Chair.The ACMF members reaffirmed their commitment to deepen
principles to responsible in-process business operation in line with the Sustainable Development Goals (SDGs) of the United Nations.The current Initiative participants, both companies and organizations, will
adopt the ESG principles to responsible in-process business operation in line with the Sustainable Development Goals (SDGs) of the United Nations. The current Initiative participants, both companies