fintech supervision and oversight. This framework was similar to those CSSF agreed with capital-markets watchdogs of Australia, Dubai and the United of Arab Emirates. This new agreement has expanded the

This regulatory guillotine discussion is the first in the virtual talk series under the theme, “How to Regulate to Earn Investor Confidence and Global Competitiveness.” The main objective is to

. Carrie Lam, Chief Executive of Hong Kong Special Administrative Region (SAR) of the People’s Republic of China, on 29 November 2019. This cooperation aims to promote competitiveness of local intermediaries

balance system (for example, independent directors and audit committee members) that will enhance the image and create confidence for the Thai capital markets.  In addition, this approach is in line with

complainants, namely (1) the initial clarification and related documents gathering phase, (2) the case consideration phase, and (3) legal proceedings phase. This complaint handling improvement aims to give more

services.On entering the agreement, Ms. Ruenvadee SUWANMONGKOL, Secretary-General of SEC Thailand, stated that: “The SEC Thailand believes that this Memorandum of Understanding will provide a remarkable basis

Thailand, which entered into force on 16 June 2021. These amendments help to enhance flexibility for DR issuers and to increase investment options for investors. This initial collaboration between SGX and

market regulators and relevant agencies in Cambodia and Lao People’s Democratic Republic. On this occasion on 8 September 2021, Secretary-General Ruenvadee Suwanmongkol gave opening remarks while H.E. Mr

service platforms that correspond with consumer behaviors today, including new services to sell mutual fund units. Currently, there are businesses that wish to provide financial services in this area

This is because the 20-year national master plan for 2018 through 2037 focuses on pushing forward and increasing the potential for SMEs, as they will help solve poverty problems and promote