issued by commercial banks, the banks established by specific laws or TSFC Securities Public Company Limited (TSFC) on the condition that the financial instruments and the issuers thereof must have the
. Accordingly, compliance unit must be strengthened to have clear role, duty and standards of conduct and thus help building up compliance culture to ensure that business operator complies with laws and
succeed without having efficient internal units comprising (1) company secretary having duty to monitor the company and its executives to comply with laws and keeping important information, (2) internal
นิติศาสตร์บัณฑิต จากมหาวิทยาลัยธรรมศาสตร์ ปริญญาโท Master of Laws (Trade Practices Law) จาก The University of Sydney ออสเตรเลีย ปัจจุบันดำรงตำแหน่งเลขาธิการคณะกรรมการกฤษฎีกา สำนักงานคณะกรรมการกฤษฎีกา และ
center on laws, regulations and practices in support of sustainable development to help promote international recognition of the Thai capital market. Aside from corporate governance, the re-launched
to make a comparison of home and Thai laws on shareholder protection, in materiality. In case where the comparison is not feasible, the companies must provide additional shareholder protection measures
study the information on differences in governing laws and rights along with country risk and foreign exchange risk.
papers, sharing expertise and enforcement collaboration. The cooperation will not contravene public interest and will be in accordance with laws and regulations under the supervision of each organization
fund management; “Office” means the Office of the Securities and Exchange Commission. Clause 2. Any commercial bank under the laws governing commercial banks, finance company under the laws governing the
/2004. (Translation) 2 Clause 2. Any commercial bank under the laws governing commercial banks, finance company under the laws governing the undertaking of finance, securities and credit foncier