hearing on the proposed principles and relevant draft regulations which aim at ensuring that the ICO rules have adequate and appropriate mechanisms for protecting investors while promoting the ICO issuer’s
follows: (1) Revising the rules, conditions and procedures for the provision of services without exhibiting the characteristics of MOP by expanding the scope of service provision to also
Bangkok, 8 November 2017 ? In the continued effort to develop the bond market, the SEC is revising the relevant rules and regulations to better respond to the changing market conditions and investors
on principles to laying out the framework of related rules to allow a business operator to apply for SEC’s approval and represent itself as wealth advisor to interested persons.Rules regarding
complying with the ARFP rules would be entitled for public offerings in the host country through licensed selling agents.Similar to the ASEAN Collective Investment Schemes (ASEAN CIS) which has been launched
company would like to inform that after the company has proposed guidelines for resolving the event of default in payment to Mrs. Phanna, Chumbuathong, to consider and reply to the company within 7 days
Corporate Governance Committee meeting and the 25th Anniversary Celebration of the G20/OECD Principles of Corporate Governance. Several key topics were discussed such as the draft for Guidelines on
intelligence (AI), highlighting the SEC's guidelines for AI usage to enhance customer services and operational efficiency for capital market stakeholders. She concluded by encouraging collaboration between
Management Project (IMP) guidelines and integrate them into their 56-1 One Report. Mrs. Pornanong Budsaratragoon, SEC Secretary-General, and Ms. Niamh Collier-Smith, UNDP Resident Representative to
2024. The briefing covered the SEC’s initiatives in digital assets and Thai digital economy development guidelines. Ms. Jomkwan highlighted the SEC's efforts to facilitate access to capital for