Office of the Securities and Exchange Commission  SorThor. 41/2543 Re: Approval for the Execution of Derivatives Transaction Outside the Stock Exchange of Thailand   08/09/2000 26/09/2000 6. Report/Form

01/03/2017 2. Notification of the Securities and Exchange Commission  KorKhor 16/2551 Granting of Approval for Undertaking Derivatives Business in the Category of Derivatives Broker Limited to Gold

e-service Online Submission See canceled document Investment Advisory >> Approval & Qualifications (Section 103, 104)   Type Title Section See Document Status Notified Date Effective Date 1

e-service Online Submission See canceled document Derivatives Advisors >> Approval & Qualifications   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

e-service Online Submission See canceled document Limited BDU >> Approval & Qualifications (Section 103, 104)   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

e-service Online Submission See canceled document Derivatives Agent >> Approval & Qualifications (Section 24)   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

e-service Online Submission See canceled document Derivatives Agent >> Approval (Section 30)   Type Title Section See Document Status Notified Date Effective Date 1. Act   The Derivatives Act B.E

e-service Online Submission See canceled document Derivatives Dealer >> Approval & Qualifications (Section 24)   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

e-service Online Submission See canceled document Derivatives Dealer >> Approval (Section 30)   Type Title Section See Document Status Notified Date Effective Date 1. Act   The Derivatives Act B.E

Quarter 2/2023   2 Approval of securities licenses, derivatives licenses trustee license and digital asset license Quarter 2/2023   3 Activation of securities business, derivatives business trustee business