criminal offenses shall be subject to penalties including imprisonment for a term not exceeding three years or a fine of up to 300,000 baht, or both.” The SEC encourages investors to use services from
not only play an important role in promoting the sustainable quality of the listed companies’ financial reports but also help to reinforce fraud prevention. Over the years, the SEC has collaborated
sanction on the capital market auditor in the Securities and Exchange Act and to repeal and replace the provisions on renewal of the approval of the capital market auditor every 5 years with a permanent
consultation and sharing on the Principles demonstrate the ACMF’s commitment to advance the sustainability agenda in the regional capital markets. In addition, the ACMF also noted that in less than two years
have been registered under SEC for more than 3 years and must have been approved by the provident fund committee or the provident fund director to participate in the contest. The contest holds 3
investors’ complaints as well as an arbitration process to offer investors and market participants an alternative to settling their disputes. In recent years, additional efforts have been made in different
years, Chiang Mai has had 2 approved companies proving the sale of their stock to the public: Initial Public Offering (IPO), with a total of fund-raising value for over 900 million Thai baht. This
each other both at the bilateral and multilateral levels over the past several years. The MOU signed today thus marks a significant milestone in enhancing capital market cooperation between the two
. Suphan Sethapanich from as acting as personnel in the capital market business and performing duties as the managing director and the chairman of the Investment Committee for a period of three years and
distribution of weapons for mass destruction are effective and recognized internationally. DSI Director-General Pol. Col. Paisit Wongmuang said: “Over the past 15 years, the SEC and the DSI have been