agreed to or colluded with five other persons to use several trading accounts to trade YCI shares in concealment and on a continuous basis to mislead the public into believing that YCI shares were traded
ก.ล.ต. เปิดให้ผู้สนใจทั่วไปร่วมแสดงความคิดเห็นต่อแนวทางการเข้าร่วมโครงการทดสอบและพัฒนานวัตกรรม (Regulatory Sandbox) สำหรับงานให้บริการหลังการซื้อขายหลักทรัพย์ (post-trade service ซึ่งได้แก่ สำนักหัก
collusion for GEN to trade those securities for the benefits of Shine causing damage to the company (details in SEC Release No. 40/2012). Information contained in this news release is as of the
, evidence showed that Amnat and Shine had colluded for GEN to trade P Plus P Plc.?s shares and warrants in May 2011 by dishonestly prearranging or matching trades of those securities for the benefits of Shine
the case of Thai national holiday, selling agent may exercise own discretion whether to trade investment units providing that the service information must be disclosed to investors in advance. In
, recipient countries of those foreign inflows, should be cautious of possible asset price fluctuation associated with capital surge, caused particularly by carry trade strategy. To cope with such situation
market conditions. The evidence showed that Sagha?s continuous trading activities in concealment had misled and lured the public to trade FOCUS, IFEC and RCI shares, and that trading orders were matched
mutual fund which will be allowed to (1) invest in both equity or debt instruments issued by CDM project operators, (2) trade Certified Emission Reduction (CER), (3) engage in other transactions such as
) seeking benefits from investors through her job position, (2) agreeing to trade securities or derivatives on her clients? behalf and (3) failing to perform duties or providing services honestly, as
trade - chase your first million" seminar will be held at Jupiter 4 Room on Friday, May 9, 2014, 11.00-12.30 hrs. Executives of capital market regulators and industries to share with you their investment