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determination of characteristics of bills deemed as securities. PP10 is therefore beyond the scope of the SEC’s supervision; 2. Further clarifying the description in the notification by 1) determining that
in the Category of Investment Advisory Service 15. Report/Form (Notification of Securities and Exchange Commission) Form 90-20 Application for a License to Undertake Securities Business in the
for an Approval of Work Systems Relating to Undertaking of Securities Business in the Category of Investment Advisory Service of Licensed Securities Companies 4. Notification of the Securities and
37/2553 Prohibited Characteristics of Personnel in Capital Market Industry 15/09/2010 01/10/2010 4. Notification of Capital Market Supervisory Board 83/2552 (Synopsis) 03/08/2009 01/09/2009 5
. Report/Form (Notification of Securities and Exchange Commission) Form 90-11 Application for a License to Undertake Securities Business in the Category of Securities Borrowing and Lending 17. Circular 3
proportion 6.40 percent 29/09/2020 17:50 Notification of the disposal of 3 power plant projects in Japan (Amendment) 28/09/2020 17:36 Notification of the postponing the date of the Extraordinary General
following regulations: Clause 1 This Notification shall come into force as from 16 June 2021. Clause 2 In this Notification: “collective investment schemes” means foreign collective investment schemes