complaint inspection report from Apple Wealth Securities, the SEC has investigated further and found that Pisist had solicited a client to trade securities to earn the set interest rate of 8 percent within
return rate and the investment term were written on the cover of the client's fund book. The SEC has therefore suspended approval for {B} as a securities investment consultant for a period of two years
contribution rate at 15%, to have an appropriate management plan for its investment, as well as to have the right benchmark to measure investment performance, for the most effective follow-up in and assessment
currency as reference with fixed exchange rate. Sometimes, they falsely claimed that they were foreign companies? business alliances and needed no permission from the SEC, for instance. Anyone solicited by
issued bonds. Actually, current circumstances tend to support corporate bond issuance; for example, low interest rate, more stringent practices of financial institutions in loan approval and decrease in
unreasonably high returns and principal guarantee, quoting foreign currency as reference with fixed exchange rate, falsely claiming as foreign companies' business alliances and being overseas investment needed
fund industry, with an average growth rate during 2009-2015 as high as 17 percent per year and the current total net asset value as high as 3.6 trillion baht. Increasingly, asset management companies are
client's assets in custody, no proprietary trading, and no responsibility in clearing and settlement of securities. In addition, the lower rate of annual license fee will be offered for companies selling at
?s assets in custody, no proprietary trading, and no responsibility in clearing and settlement of securities. In addition, the lower rate of annual license fee will be offered for companies selling at
?s capacity and competitiveness. The employment rate will increase while income inequality will be reduced. Furthermore, financial literacy will be strengthened in support of quality investor base