October 2009. -signature- (Vijit Supinit) Chairman Securities and Exchange Commission Remark: The rationale for issuing this Notification is to specify rules and to extend the scope of derivatives brokerage
investment in securities or derivatives not less than ten million Baht. Clause 4. This Notification shall come into force as from 1 August 2012. Notified this 9th day of July 2012. -signature- (Chaikasem
. Notified this 3rd day of June 2014. - signature- (Mr. Vorapol Socatiyanurak) Secretary-General Office of the Securities and Exchange Commission Remark : The contents in brackets [….] have been provided in
. - signature- (Mr. Vorapol Socatiyanurak) Secretary-General Office of the Securities and Exchange Commission Remark: The contents in brackets [….] have been provided in the English version for clearer
sign an initial of signature on each and every page of the documents and the amendments thereto. Accordingly, any document without the initial of signature of…………………………, shall not be regarded as the
2002. Notified on this 14th day of February 2002. - Signature - (Mr. Prasarn Triratvorakul) Secretary-General The Office of the Securities and Exchange Commission Published in the Government Gazette
. This Notification shall come into force from 1 March 2002. Notified on this 14th day of February 2002. - Signature - (Mr. Prasarn Triratvorakul) Secretary-General The Office of the Securities and
or email: slil@sec.or.th, or Ms. Sireethorn Civilize, Assistant Director, at Tel: 0-2263-6246 or email: sireetho@sec.or.th. Yours Sincerely, -signature- (Mrs. Sureerut Suradecha) Director of the
for a period of not more than six months from the effective date hereof. Clause 5. This Notification shall come into force as from 1 April 2001. Notified this 19th day of March 2001. - Signature - (Mr