operators, DEMCO will face limitation in term of minority protection. IFA indicates that prior to making their decision, DEMCO shareholders should, with due care, take into account and compare benefit to
urges investors wishing to invest in derivatives to deal with licensed companies only for proper legal protection. The licensee list can be viewed at the SEC website - www.sec.or.th. In case of
between accounting system and forecast of investment returns. This might reflect Indian?s stronger accounting system, enforcement and investor protection. Note: The research paper was presented under the
is to ensure transparency and commitment to the protection of clients? best interest. The SEC expects the Code to attract cooperation from investment management companies, first of all, in the form of
, protection of investors? rights, and/or good governance, and (3) granting the SET Board of Governors the power to allow trading access to non-members of SET, which would enhance SET to have flexibility in its
solicitor to ensure proper legal protection, regardless of how tempting the offer seems. List of licensees is available at the SEC?s website (www.sec.or.th) while list of those not licensed by the SEC can be
the Annual General Meeting of Shareholders No. 1/2020. 4. The Board of Directors had approved the determination for Board of Directors’ remuneration not exceeding Baht 36,500,000 for the year 2020
take an effect as of 24 May 2017 Determination/Change in the scope of duties and responsibilities of the audit committee with the following details
Commission concerning Determination regarding Definition of Institutional Investor and High Net Worth Investor. “high net worth investor” means a high net worth investor under the Notification of the