former Director Miss Krishavan Chuecharoenchai, who were responsible for ETL’s operations and had signed the power of attorney authorizing submission of these documents for SEC consideration. Therefore
dissemination of materially misleading information. In addition, the SEC and the DSI are collaborating under the MOU officially signed on 15 July 2019 to investigate and seek evidence and facts related to
On December 28, 2018, SEC together with the Legal Execution Department and the Department of Legal Execution, Office of the Attorney General, signed a Memorandum of Understanding for the benefit of
Sanction Committee has resolved for the SEC to impose civil sanction on the seven offenders in the form of civil penalty, which was considered based on the benefit received by each offender. Porameth signed
penalty. All of them signed a statement of consent to the civil sanction. Sittichai and Tanika paid a civil penalty at an equal amount of 81.98 million baht, while the five accomplices paid 500,000 baht
interest to acquire the business, and it was Rapi himself who had signed on the associated memorandum of understanding and arranged for the new investors to conduct a due diligence on the business and assets
responsible for preparation of the minutes of the board of directors? meeting was the one who prepared and signed the minutes disregarding the fact that there was no such meeting. The company secretary?s act
preparation of the minutes of the board of directors? meeting was the one who prepared and signed the minutes disregarding the fact that there was no such meeting. The company secretary's act allowed {A} to use
Bangkok, July 9, 2014 ? The SEC signed a memorandum of understanding (MoU) with four leading business schools of Chulalongkorn University, Thammasat University, Kasetsart University and National
investment but the bank did not. Thus, the client lodged a complaint and asked the bank to compensate the whole investment amount. It was found that {A} signed the structured note subscription order, risk