Bangkok, May 25, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for trading securities on behalf of client, making trading decision for securities in the account
Bangkok, December 7, 2012 ? The SEC will not accept application of Chanunkorn Satiraprapakul for approval as auditor in the capital market for one year, as from December 7, 2012. This follows the SEC
of the bond maturity date, an adjustment of the bond interest rate, a partial repayment of the principal, and the approval to enter into any agreements, arrangements, or related documents. Such actions
(effective on 1 January 2018). 2 “association” means: (1) an association relating to a securities business, of which objectives is for promoting and developing securities business, having obtained an approval
Capital Market Supervisory Board No. TorChor. 34/2551 Re: Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Newly Issued Underlying Shares ------------------------------ By
. A subsidiary has submitted for the returning of it Digital TV license to NBTC, and obtained letter of the approval of the returning on 27 June 2019 and the notice of the date of service termination on
on draft amendment to approval for paperless filing of mutual funds The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing
categorized as securities brokerage, securities dealing, securities underwriting and mutual fund management, and allow such businesses to participate in the regulatory sandbox program, which has already
exceed 50 persons and the total offering value must be less than THB 10 million within any 12 month period. Such offerings would not require prior approval from the SEC and would be exempt from the