things wrongfully, inappropriately and unlawfully, especially the stored things in respect of client’s private data, and unrevealed or non-public information; (3) appointing a responsible person who has
labor treatment (5) Responsibility to consumers (6) Environmental protection (7) Community / society development (8) Creation and distribution of innovations responsible to society, environment and
, who are responsible for providing investment analysis, consultation or planning to clients, to perform their duties within the specified scope as approved by the SEC Office under the Notification of the
information concerning certain products in the capital market to its clients shall comply with this Chapter. Clause 23 An intermediary shall monitor and supervise its personnel, who are responsible for
clearing house receives from a member, whether it is owned by the member or its client, for use as collateral for securities clearing and settlement that the member is responsible to the securities clearing
applicant shall be responsible, as appropriate, for accommodation and travelling expenses incurred from such visit. In this regard, clear criteria may be established by the SEC Office. Paragraph 2 shall not
, taxation, financial, accounting or investment matters. By attending this presentation, you acknowledge that you will be solely responsible for your own assessment of the market and the market position of the
the first paragraph, the audit committee must be directly responsible to the Company’s board of directors, while the Company’s board of directors shall remain responsible to third parties for the