different manners to manipulate the KIAT shares. In this regard, Nam, Suppawut, Sani and Yos took on the role of trading KIAT shares to cause the share price to increase inconsistently with the normal market
also arise from improper auctioning of collaterals. Additionally, providing loans for securities trading in a manner that may constitute lending to a single group of individuals without restrictions on
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Securities Co., Ltd., colluded with other offenders in using other persons? trading accounts to manipulate the share price, for which he had been fined as the principal of the offence. Sippakorn, however, is
Bangkok, June 28, 2016 ? The Criminal Fining Committee has imposed fines on nine manipulators of the price and trading volume of The Union Mosaic Industry Public Company Limited (UMI) shares, with
in regulatory sandbox, covering all capital market activities ) Trading system service providers, i.e., Electronic Trading Platform (ETP), and the newly added securities trading center and derivatives
arranging a trading system to facilitate digital asset trading with a fee collected at the rate of 0.1 percent of the customer’s trading value, had solicitation and advertisement in the Thai language to
to the first quarter of the previous year, mainly from an increase in SET and TFEX average daily trading volume. 1.2 Fee and Service income The Company’s fee and service income in first quarter of 2020
executive) who trades company securities or derivatives while material information has not been disclosed publicly engages in insider trading. Likewise, any person who has a close relationship with an insider