concerning related laws and regulations of the target groups via the SEC clinic to give advice on this issue. Interested persons are welcome to call SEC Help Center at 1207 (press 4) to talk to SEC

willing to support such study. In this respect, the Department of Business Development informed that the proposal for amendment of the Accounting Professions Act B.E. 2547 is being considered while SEC

capital market are complicated and finding the evidence is difficult, especially electronic evidence which requires assistance from specialized agencies. Therefore, this cooperation between SEC and the

Committee has conducted a public hearing in this matter to seek comments from state officials, stakeholders of respective agencies, service users and the public.  In this regard, SEC has drafted the SEC’s

. Therefore, SEC has submitted the case for the public attorney to file a lawsuit in the Civil Court in order to impose civil sanction at the total amount of 1,225,071.66 baht. In this regard, Eakarat would be

. Therefore, SEC has submitted the case for the public attorney to file a lawsuit in the Civil Court in order to impose civil sanction at the total amount of 1,225,071.66 baht. In this regard, Eakarat would

public policy and pre-determined criteria. This exemption rule would facilitate social enterprises in raising fund for their operation to achieve the objectives of promoting employment or solving social

review provider to assess each step of the bond offering and issuance is encouraged. This regulatory revision was introduced to align with the SEC’s strategic plan to promote investment and fund raising

The management of two agencies discussed on enhancing cooperation between SEC Thailand and the SECC for capital markets development and supervision. This included encouraging listed companies from

must not have behavior showing any objectives to engage in investment advisor business and must be registered with SEC. Even though the investment planners are waived in this matter, they are required