the licensee is able to show that it has: (a) already provided sound and effective arrangements for management; (b) policy and effective measures for [i] preventing conflicts of interest, [ii
provided in Clause 10 and Clause 11, an intermediary who wishes to outsource operational function under Clause 8(1) to (9) and (11) to a service provider shall obtain an approval from the SEC Office prior to
; (2) being under the supervision of the regulatory agency under Clause 10(1)(b); (3) being a person recognized by the SEC Office. Clause 124 Except as provided in Clause 10 and Clause 11, an
contact, the applicant shall submit information as well as documents and evidence as per the form and procedures as provided via the electronic system of the Office and shall pay the application fee for
Company, provided that as of 30 September 2018, the Company holds 20 percent of shares in NYKT 3. LRT is an associated company of the Company, provided that as of 30 September 2018, the Company holds 20
continued to scale up several platforms to serve all customer segments. Our VDO, named AIS PLAY, received higher awareness, with current active subscribers growing to 4mn as we provided additional value for
แบบแสดงรายการขอมูลการเสนอขายตราสารหน้ี (รายครั้ง) (แบบ 69-DEBT-PO-GOV.AGENCY) บริษัท........... (ช่ือไทย/อังกฤษของผูเสนอขายตราสารหน้ี) ............. เสนอขาย ......................................................................................................................... ......................................................................................................................... ....................................................................................................
, such as mutual funds with complex return structure and mutual funds with estimated returns. 2. Types of mutual fund/group of mutual funds Maximum of 500 characters of information shall be provided on the