granted to the intermediary when [i] the qualifications as specified in Clause 7 has been met by the intermediary as of the opening date of such branch office and [ii] the intermediary has already notified
been prescribed and notified by the SEC Office, management companies shall comply with the Notification of the Office of the Securities and Exchange Commission No. Sor. Khor/Nor. 23/2552 Re: Rules
securities dealing or cease to execute debt securities dealing transactions provided that the securities company had notified to the Office the ceasing of business operation or the ceasing of transaction
transactions provided that the securities company had notified to the Office the ceasing of business operation or the ceasing of transaction execution. Clause 8.9 Securities company shall provide evidence and
to the case where securities company cease the business as debt securities dealing or cease to execute debt securities dealing transactions provided that the securities company had notified to the
No.TorJor20/2551, Rules on Entering into Material Transactions Deemed as Acquisition or Disposeal of Assets, notified August 31, 2008. Also, the Disclosure of Information and Other Acts of Listed Companies