liabilities), plus assets required as collateral for derivatives business, not lower than the specified ratio; (3) Net Capital for the Digital Asset Segment for those also operating digital asset businesses

statements may be required instead of quarterly financial statements, and the qualifications for CFOs may not be determined. Auditors outside a list of certified auditors by SEC may also be considered

Offering for Sale of Green Bond, Social Bond and Sustainability Bond. Currently, an issuer of such bonds is required to pay the filing fee of 10,000 baht or 30,000 baht depending on the product type. The

the total voting rights of the business, without reporting and making a tender offer for securities as required by law.  SEC, therefore, filed a criminal complaint against these eight persons to the

to seek proper solutions.ASCO came up with a quality enhancement plan for investment analysts and investment research where brokers will be required to have adequate number of analysts and produce

usually represented themselves as agents of foreign derivatives brokers licensed by foreign regulators and thus required no authorization from the SEC.   Falling into the trap by transferring money to these

connected transactions and acquisition of assets, the company is required to disclose the information on transactions to the Stock Exchange of Thailand (SET) and seek shareholders? approval on the

in the 4th quarter of 2019 amounting to Baht 70.0 million, increased by 16.7% when compared to the 4th quarter of 2018, high proportion of loan loss reserves to required reserves at 269.21%. Basic

, the Company is required to disclose the information memorandum on such transaction to the SET, having details per list 1 of the Notifications on Acquisition and Disposition of Assets, including provide

the Subsidiary therefore falls in to type 2 of acquisition of assets of Notifications on Acquisition and Disposition of Assets. Consequently, the Company is required to disclose the information