license. This case is in the process of inquiry by the inquiry official. DAB Act S.26 and Section 83 of Penal Code Criminal Complaint Filed with an Inquiry Official Dated 09/01/2026
manager without obtaining the required licenses. This case is in the process of inquiry by the inquiry official. SEC Act S.16 in conjunction with Section 83 of the Penal Code Criminal Complaint Filed
Section 83 of the Penal Code Settlement Committee Meeting No. 5/2026 Settlement Committee Order No. 85/2026 Dated 29/04/2026
personnel for each unit especially for the investment management division which should have at least 2 fund managers. 2. Job description must be prescribed in details and demonstrate the duties of each
(Unofficial Translation) 1. Human resources planning of each unit should demonstrate the adequate amount of personnel for each unit especially for the investment management division which should have at least 2
Section 8, Section 54, Section 55, Section 56 and Section 57 of the Trust for Transactions in Capital Market Act B.E. 2550 (2007) which contain certain provisions relating to the restriction of rights and
Section 258 ( ) Termination of status of a juristic person under Section 258 3. Date of filing this report to the SEC 2 November 2020 4. The highest price paid by the reporting person or person in the same
specify): Private Placement Ordinary Shares 2.2 ( ) Commencement of status of a concert party ( ) Termination of status of a concert party 2.3 ( ) Acquisition of a juristic person under Section 258
the Capital Market Supervisory Board No. TorThor. 93/2552 Re: Rules for Undertaking Derivatives Brokerage Business Overseas for derivatives Brokers (codified) By virtue of Section 18 of the Derivatives