referral from the Stock Exchange of Thailand concerning derivatives trading of a client of Kasikorn Securities PLC. The securities firm probed into the case and found that {C} was the one taking care of the
Master Plan? for improving the quality of businesses in the capital market in line with international ideas concerning becoming a responsible company, covering environmental and social aspects, corporate
deemed as performing duty with dishonesty under the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, revoked the approval as capital
?s quarterly and annual financial statements for 2004, which was not prepared in compliance with generally accepted accounting principles concerning the matching principle, which was a breach of
กำกับดูแลที่เป็นสมาชิกของ International Organization of Securities Commissions (“IOSCO”) และเป็นพหุภาคีประเภท Signatory A ใน Multilateral Memorandum of Understanding Concerning Consultation
Understanding Concerning Consultation and Cooperation and the Exchange of Information (“MMOU”) (“IOSCO MMOU”) (ข) ประเทศอื่นนอกจาก (ก) ที่มีมาตรฐาน
depositary receipts. 2 “institutional investors” shall have meaning in pursuant to the Notification of the Securities and Exchange Commission concerning Determination of Definitions in Notifications relating
Supervisory Board concerning Rules on Delivery or Distribution of Prospectus and Offering for Sale of Investment Units; (2) prospectus for a closed-end mutual fund for offerring for sale of additional
Disclosure of Information and Other Acts of Listed Companies Concerning the Connected Transactions B.E. 2546, dated November 19, 2003 (as amended) (“Notification on the Connected Transactions”), via the SET
the limitation of dividend payment. 10. Opinion of the Company’s Board of Directors Concerning the Transaction The Board of Directors unanimously approved the transaction due to its consideration and