persons, companies, or investment products relating to securities and digital assets, as well as to verify the legitimacy of the licenses of SEC-approved businesses, which can be found in the Investor
discussed about possibility in developing other cross-border products, such as depositary receipts (DR) and infrastructure funds, as well as further cooperation in exchanging information for supervision, by
Following the tips from various sources to SEC, it has been found that DB Hold had been soliciting people via social media to invest in newly issued shares alongside with products that may be
securities products to the public without official permission from SEC. Investors are warned not to believe the advertised projects when approached to enter into investment contracts with Ronghui in the
) issuers, (2) investors, (3) taxonomy and external reviewers, (4) information platform, (5) cooperation, and (6) sustainability-themed products. The SEC has continuously promoted sustainability-themed
market participants? understanding and preparation for adoption of FinTech to the capital market ecosystem as it is becoming a major tool for innovating financial products and services, and to update
provide underwriter (securities company and bank with securities underwriting license) with the information on client?s risk appetite, thus, allow giving of advices or offering of products suitable for
proposal aims to provide adequate mechanism to support the upcoming liberalization of securities business and promote new financial products which the business operators may expose to compliance risk
communication, and (4) the oversight of fund products and duty performance of selling agents. The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to
financial products and investment alternatives.Infrastructure trust, having structural similarity to real estate investment trust (REIT), will be allowed to invest in overseas infrastructures in forms of