the stock price of Principal Capital PCL (PRINC) by placing trading orders or trading the abovementioned stocks in such a way that deceive investors by controlling or artificially affecting the price or

stock price of Principal Capital PCL (PRINC) by placing trading orders or trading the abovementioned stocks in such a way that deceive investors by controlling or artificially affecting the price or

price of Principal Capital PCL (PRINC) by placing trading orders or trading the abovementioned stocks in such a way that deceive investors by controlling or artificially affecting the price or volume of

;ECF")'s shares by placing trading orders or trading ECF's shares in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities, and

Limited ("ECF")'s shares by placing trading orders or trading ECF's shares in such a way that deceive investors by controlling or artificially affecting the price or volume of the

("ECF")'s shares by placing trading orders or trading ECF's shares in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities

Public Company Limited (“MSC”) by placing trading orders or trading MSC’s shares in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities, and

received large incentive amount; over 90 percent of which was from the account of this client. Trading securities on behalf of client and seeking benefits from the client during the performance of duties

Bangkok, January 14, 2015 ? The SEC suspended {A}, a securities investment consultant of Finansia Syrus Securities PLC., for trading securities on behalf of client and seeking benefits from the

Re: Allocation of Cash Flow under Securitization Program and Reporting on Transfer of the Remaining Assets and Benefits of Special Purpose Vehicles