notification of the Office of the Securities and Exchange Commission. SEC Act S.59 Settlement Committee Meeting No. 1/2025 Settlement Committee Order No. 10/2025 Dated 30/01/2025
Commission. SEC Act S.59 Settlement Committee Meeting No. 1/2025 Settlement Committee Order No. 11/2025 Dated 30/01/2025
failed to prepare and disclose the report within the period specified in the notification of the SEC. SEC Act S.59 Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 24/2025 Dated 11
to prepare and disclose the report within the period specified in the notification of the SEC. SEC Act S.59 Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 25/2025 Dated 11/03
June 26, 2024 which means Mr. Pavin failed to prepare and disclose the report within the period specified in the notification of the SEC. SEC Act S.59 Settlement Committee Meeting No. 2/2025
accurate information was in place to ensure the status of qualified customers as high net worth investors. SEC Act S.113 Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 20/2025
scope of work. In addition, CL did not inform the SEC about the outsourcing. SEC Act S.100 in conjunction with 113 Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 20/2025 Dated
Committee Meeting No. 2/2025 Settlement Committee Order No. 2/2025 Dated 11/03/2025
with 56(3) Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 17/2025 Dated 11/03/2025
2022. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 17/2025 Dated 11/03/2025