's system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the
investment will be made in the shares issued by the company in Clause 5(5), the applicant shall prove that a supervision is put in place to direct the operation of the company in accordance with the
Conflict of Interest shall be in accordance with Chapter 3; (4) Supervision of Investment for Employees’ Assets shall be in accordance with Chapter 4. Chapter 1 Excessive Transactions for Clients
be in accordance with Chapter 3; (4) Supervision of Investment for Employees’ Assets shall be in accordance with Chapter 4. Chapter 1 Excessive Transactions for Clients _______________ Clause 5 2 In
Bangkok, 30 July 2022 – with reference to Zipmex Group’s announcement on its website www.zipmex.com regarding its submission of moratorium relief for its businesses, including Zipmex Thailand, to the
prescribed by the Association of Securities Companies with the SEC approval. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and the interested public are welcome to
sector will have fund source for development of infrastructure which will help ease burden on government budget.The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and the
drafted on the said principle.The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and the interested public are welcome to submit comments through the website, or through
liquid asset requirement and investment ratio calculation in underlying assets, for example. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested parties
on the SEC website at www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website, or email to kornwara@sec.or.th until March 3, 2014.