McGillivray, speaker from CFA Institute for sharing valuable knowledge on ESG through his practical experience at a workshop and mini case study sessions with about 200 Thai professionals from the securities
rights in order to protect their interests. They should also study relevant information and ask questions to help them decide who is appropriate to be appointed as directors to avoid a deadlock in the
. The SEC, therefore, urges the shareholders to study relevant information carefully and seek clarifications from the IFEC management before exercising their voting right to ensure that appropriate
study the information on differences in governing laws and rights along with country risk and foreign exchange risk.
should set up a working group to study and propose recommendations on information disclosure guidelines for listed company related to financial statements and annual registration statements to properly
study the information carefully before making investment decisions. The responsible underwriter must hand out the factsheet and the subscription form at sale points while securities firms must conduct the
and processes for preparing, approving, and supervising advertisements. In this respect, Merkle published advertisements without providing a channel for investors to study Merkle’s historical
the Personal Data Protection Commission, and the Cyber Crime Investigation Bureau, who provided insights and monitored the exercise.Mrs. Pornanong Budsaratragoon, SEC Secretary-GeneralMr. Pichet Sithi
Earlier, the SEC filed a criminal complaint against former directors and executives of NUSA with the Department of Special Investigation (DSI)* for colluding to dishonestly purchase a hotel located
Department of Special Investigation (DSI), the Government Public Relations Department, the Bank of Thailand (BOT), the Office of the National Broadcasting and Telecommunications Commission (NBTC), the Anti