include:- Adjusting the investment unit value to reflect the costs incurred from selling or buying assets in the fund portfolio,- Charging additional fees from the buyer/seller of investment
unit holders.Furthermore, SEC will launch an online submission channel for the convenience of the business providers rather than the usual CD submission, as well as a mean to alleviate burdens and the
tricking the client to sign on a unit transfer order that was falsefully presented to the client as the subscription order for the units of the solicited fund.Niran's misconduct was deemed a failure to
will also be required for the purpose of general administration and cooperation; for instance, publishing unit pricing, distributing reports to unitholders, and managing dispute resolution. ?The SEC in
damage to the client. With reference to the bank?s report on the client?s complaint and the SEC's further inspection, {A} was found to have signed on the unit redemption form of Bualuang Long-Term Equity
specific features of trigger funds. For example, fund intermediaries must strictly clarify that the trigger point is not a guarantee of returns, and that unit redemption ahead of the target date set in the
information of a company secretary, and head of compliance unit. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested parties from the public are welcome to
funds and mutual funds which could contribute to appropriate unit price setting and market-driven offering. Aiming to promote establishment of property funds and retail investors? benefits, the draft
-transactions with parties with possible conflict of interests, according to the details as follows: Unit : Million Baht Name Relationship Significant item Inter-transaction Value 2018 Jan - Feb 2019 1. Saha
Company’s Performance comparison of 2Q/2019 vs. 2Q/2018 vs. 1Q/2019 vs. 1H2019 vs. 1H2018 UNIT: M THB 2Q2019 2Q2018 % YoY 1Q2019 % QoQ 1H2019 1H2018 % YoY Sales Revenue 3,290 4,236 -22% 2,816 17% 6,106 8,867