directly relevant to its core business, for example, preparation of research report, risk management or mutual fund and private fund management which must be in compliance with specified conditions. For
the client mutual fund investment advice describing that the principal would not be affected. The said advice was given, even though the client made investment in a mixed fund having medium to high risk
investors to make use of CRA information and rating to evaluate credit risk of targeted instruments more efficiently and confidently,? said SEC Secretary-General Vorapol Socatiyanurak.
addition, certain conditions may cause disadvantage to the company. Besides, the company has no manifest business plan after selling out its core assets, putting the company at risk of having operating loss
protection and are at risk of being scammed or exposed to money laundering risks. The public can check the list of licensed business operators at www.sec.or.th or via the “SEC Check First” application
risk management committee, a director and a consultant of community waterworks project of Phol Dhanya Public Company Limited (PHOL). During 22 December 2016 to 24 February 2017, he sold ordinary shares
1 25 May 2020 Subject: Notification on Resolution of the Board of Directors’ Meeting No. 5/2020, Change of Directors and Directors’ Power, Entering into Connected Transaction, Entering into Transaction on Acquisition of Assets and Determination of the 2020 Annual General Meeting of Shareholders To: Director and Manager The Stock Exchange of Thailand Enclosure 1. Information Memorandum on the Acquisition of Assets (Schedule 1) and the Entry into Connected Transaction of Nation Broadcasting Corpor...
ประกอบวิชาชีพ ผู้ประกอบธุรกิจตัวกลาง บุคคลที่ได้รับใบอนุญาต/ขึ้นทะเบียน กองทุนรวม ISIN Code ESG Product Platform Climate-related Risk Management for Asset Managers Investor Alert SEC Check First SEC API
publication, in addition to compliance with Section 80 [of the Securities and Exchange Act B.E. 2535 (1992)], the approved person shall briefly provide information relating to limitation and risk issues as