Jakkrit, the SEC received a complaint from a client of Asia Wealth. After further investigation, it was found that he had solicited the client to purchase securities of a company not listed on the Stock
} did not inform nor have the customer sign to confirm unit purchase orders inconsistent with the customer's risk profile. Moreover, she misled the customer into believing that an estimate return rate was
2007 to August 2010, she had traded securities through the client's account as she realized that the client did not check his trading records. In case of losses or making payment for purchase, she will
million baht. The SEC?s findings were similar to the previous investigation in that Wichai had falsified document for securities purchasing order to deceive NIPPON into paying for such fictitious purchase
โดยคณะกรรมการ ก.ล.ต. ในการประชุมครั้งที่ 16/2565 วันที่ 1 ธันวาคม 2565 ได้มีมติเห็นชอบการยกเลิกการกำหนดมูลค่าการซื้อสินทรัพย์ดิจิทัลต่อธุรกรรมขั้นต่ำ (minimum purchase) และเห็นควรปรับปรุงหลักเกณฑ์การ
1 (TRANSLATION) SAFARI WORLD PUBLIC COMPANY LIMITED PCL 0107537000351 Ref. No. 080/2019 4 December 2019 Subject: Notification of the Resolution of the Board of Director’s Meeting regarding of the schedule of EGM1/2020, Capital Decrease, Capital increase, an Increasing of investment cost in Carnival Magic Project, and compensation for design and construction to related person. (Update) To: Managing Director The Stock Exchange of Thailand Reference: 1. Information Memorandum on the Issuance and Of...
over acquisition cost). This is to confirm our ability to purchase NPLs and NPAs at a favorable price. The key major event in the year 2019 was the company’s initial public offering though the Stock
from the end of 2019 with growth driven by hire purchase, housing and corporate lending segment. For asset quality, the Non-Performing Loans (NPLs) to total loans ratio for 3Q20 declined further to 2.9
PUBLIC COMPANY LIMITED (ONEE) Miss SOMRUEDEE SRICHANYA Reporter Common Share 16/12/2022 100,000 8.45 Purchase Link THE ONE ENTERPRISE PUBLIC COMPANY LIMITED (ONEE) Miss SOMRUEDEE SRICHANYA Reporter Common
Share 01/03/2023 500,000 16.50 Purchase Link ZEN CORPORATION GROUP PUBLIC COMPANY LIMITED (ZEN) Mr. CHITTAPON VIVADDHANAKASEM Reporter Common Share 19/05/2022 89,000 Revoked by Reporter 11.23 Purchase